Secretarial/Compliance Audit and Certification Service

OUR SERVICE

Ensure that your business is compliant with Indian regulations.

We specialize in Secretarial Compliance Audit & Certification Services tailored for businesses in the financial and secretarial services sector in India. We help organizations stay compliant with the statutory requirements outlined by regulatory bodies such as the Ministry of Corporate Affairs (MCA), Securities and Exchange Board of India (SEBI), and other applicable Indian laws. Our services ensure that your company meets all governance and compliance standards, minimizing legal risks and enhancing your business’s credibility.

Pre-Audit Assessment

We begin by reviewing your company’s current compliance status, including corporate governance practices, filings with regulatory authorities, and board meeting records

Detailed Audit

Our experts conduct a thorough audit of all statutory records, compliance with company law, financial disclosures, and related legal requirements.

Certification

Upon completion of the audit, we issue a compliance certificate to affirm that your company adheres to relevant laws and regulations.

Report Generation

We prepare a detailed audit report highlighting any discrepancies, areas for improvement, and compliance gaps.

Why Choose Us?

Expertise

Our team of qualified company secretaries and legal experts ensures compliance with ever-evolving regulations.

Customized Solutions

We tailor our services to meet the unique needs of your business.

Timely Compliance

Avoid penalties with our proactive and timely service delivery.

Cost-Effective

Quality services at competitive pricing.

Client-Centric Approach

We prioritize transparency and efficiency to build lasting relationships.

Our FAQ

Frequently Asked Questions?

What is a secretarial compliance audit?

A secretarial compliance audit is a thorough review of a company’s records, governance, and compliance practices to ensure they are in line with statutory and regulatory requirements, including the Companies Act, 2013, and other relevant Indian laws.

How often should a secretarial compliance audit be conducted?

While the Companies Act, 2013 mandates a compliance audit annually for certain types of companies, it is advisable to have regular audits based on your business size and sector to ensure continuous compliance with regulatory changes.

Are your services available online?

Absolutely. Our services are available remotely, ensuring convenience and efficiency for our clients.

Why do I need a compliance audit for my business?

A compliance audit helps identify non-compliance risks, legal gaps, and areas that require attention, ensuring that your business remains compliant with all regulatory authorities. It also helps avoid penalties, legal issues, and reputational damage.

What documents are required for a secretarial audit?

The key documents needed include your company’s financial records, board meeting minutes, statutory registers, annual returns, filings with MCA and SEBI, and other governance-related documents.

What happens if my company is non-compliant after the audit?

Our team will highlight any non-compliance issues in the audit report and provide guidance on corrective actions to align your business with regulatory requirements. We may also offer ongoing compliance management services to help you stay compliant.